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IB Syllabus Requirements for Surface techniques
N1.2.1
Voice
N1.2.2
Diction
N1.2.3
Allusion
N1.2.4
Command and certainty
N1.2.1
VOICE
Voice is the speaking or narrating presence that a text creates through language. It comes from the writing, not simply from the identity of whoever speaks.
Keep the author, who constructs the work, distinct from the narrator, who tells a narrative. The speaker is the presence whose utterance we encounter in a poem or speech. A dramatic character has a voice too, created through dialogue. Even when a literary work draws on personal experience, don't automatically treat its speaking presence as the author's unfiltered self.
Voice overlaps with tone, but the two are not identical: tone is the attitude conveyed towards a subject or audience. A recognizable voice can shift between affectionate, bitter and defensive tones. Point of view concerns the position from which events are presented and the knowledge available. Voice concerns how that presentation sounds.
Listen to the language rather than stopping at first or third person. Look at vocabulary and sentence patterns; listen for rhythms and repeated expressions. Forms of address and habits of judgment matter too. Ask what the voice assumes. What does it explain, and what does it leave unchallenged?
The figure connects three stages: choices in language create a voice, which then shapes the reader's relationship with what is said.
In Robert Browning's poem Porphyria's Lover (1836), the speaker recounts killing Porphyria with disturbing composure. He gives an orderly account and claims to understand her wishes. These habits expose his possessiveness, even as he presents himself as a loving interpreter of her desires. His confidence is evidence about him—not a reason to accept his account.
In Jane Austen's novel Emma (1815), passages presenting Emma's judgments about Mr Elton let her assumptions colour the third-person narration. This movement towards a character's idiom and judgments is associated with free indirect discourse. Readers feel the appeal of Emma's interpretation, yet they also encounter details that can undermine it.
A model analytical sentence: Browning's composed narrative voice makes the speaker's possessiveness especially disturbing because he presents violence as the reasonable completion of a love story.
That is more precise than saying the voice is unsettling. It explains how the manner of speaking relates to the meaning of the events described.
Don't equate a speaker's conviction with the work's endorsement. A voice can reveal attitudes that the wider work exposes or challenges. First-person narration isn't automatically unreliable either: distrust needs evidence of contradiction, distortion or limited understanding.
To analyse voice, identify a recurring language habit and explain the presence it creates. Then establish whether the surrounding text invites trust, distance or a mixture of both.
N1.2.2
DICTION
Diction is a writer's choice of words. To analyse it, explain why particular words matter where they appear and how they contribute to larger patterns in the work.
A word's denotation is its literal or conventional meaning. Its connotations are the associations it can carry. Register describes the level or kind of language associated with a situation, purpose or social setting. A semantic field is a group of words connected by an area of meaning.
Each term describes a different aspect of word choice. Spotting a semantic field of illness, for example, is just the start. What does the text present as diseased, and why?
Look for words that recur or contrast with neighbouring words. Others may stand out because they seem unexpected for their subject. Ask whether the vocabulary is concrete or abstract, intimate or impersonal, colloquial or formal. A shift in vocabulary can matter as much as a consistent pattern.
The figure looks separately at denotation, connotations and pattern, then brings them together in an interpretation. Each offers a complementary way to examine the same word choice.
In Thomas Hardy's poem Neutral Tones (1898), “starving sod” transfers the condition of hunger to the ground. The adjective doesn't simply describe an unattractive landscape. It makes the setting seem deprived of nourishment, matching the emotional barrenness of the remembered relationship.
Charles Dickens's novel Hard Times (1854) uses a shared vocabulary in its description of Coketown to bring together industrial processes, polluted surroundings and repetitive movement. Taken as a pattern, these choices suggest that industrial production organizes the town's entire existence, rather than remaining one activity within it.
A model analytical sentence: Hardy's choice of “starving” makes the ground seem deprived rather than merely dormant, allowing the landscape to embody the emotional depletion of the remembered encounter.
This account starts with a particular word and explains what it contributes to the poem. Simply naming personification wouldn't do that work.
Diction concerns word choice; syntax concerns the arrangement of words into phrases and sentences. Both can contribute to an effect, but the terms aren't interchangeable.
Don't treat connotations as fixed properties that work identically in every context. A word associated with warmth may become threatening in a hostile context. A group of similar words isn't automatically a useful discovery, either: the pattern must support an interpretation.
To analyse diction, choose a word or connected group and establish its meaning in context. Then explain how the writer's choice of vocabulary changes our understanding.
N1.2.3
ALLUSION
Allusion refers to another text, story, person, event or cultural tradition, bringing its associated meanings into the present work. It relies on a relationship between what the text says and what a reader recognizes beyond it.
A name or title can signal an allusion. So can a recognizable phrase or a situation that recalls another story; the wording need not reproduce the source. Intertextuality describes the broader relationship between texts. Allusion is one particular way of making that relationship visible.
Look for names or details that seem to matter more than the immediate situation can explain. A biblical name, mythological figure or distinctive echo of another work may invite a connection. But that connection needs something identifiable in the text to support it. A broad resemblance between plots isn't enough.
The figure traces the analytical movement from textual cue to source association, then to the changed meaning in the new context. Recognition starts the analysis. It doesn't finish it.
Mary Shelley's novel Frankenstein (1818) invokes Prometheus in its subtitle. Associated with bringing fire to humanity and crossing a divine boundary, this mythological figure frames Victor's scientific ambition in terms of creative power and transgression. Through that connection, responsibility for the consequences of creation becomes central to the novel. Victor's experiment cannot be reduced to a technical achievement.
In Countee Cullen's poem Yet Do I Marvel (1925), references to Tantalus and Sisyphus evoke figures subjected to unending frustration or labour. The speaker draws on these examples while questioning divine purposes. Their significance develops as the poem turns towards the predicament of being a Black poet: inherited stories of suffering offer a way to approach a particular artistic and racial experience.
A model analytical sentence: Cullen's allusions to Tantalus and Sisyphus place the speaker's questioning within a tradition of apparently inexplicable suffering, preparing the final turn towards the demands placed on a Black poet.
The sentence explains the source associations as well as their position in the poem's developing thought.
Don't stop at naming the source or retelling its story. Explain which part of it matters here. An allusion can honour, question, reverse or complicate what it invokes; it need not endorse it.
Readers also differ in what they recognize. Explain the additional significance the reference offers a reader, without claiming that everyone will recognize it or respond in the same way.
To analyse an allusion, begin with the textual cue and establish the relevant source association. Then explain how the new context redirects that association.
N1.2.4
COMMAND AND CERTAINTY
A command tells someone to act or refrain from acting. Commands commonly use an imperative: a grammatical form that often uses the base form of a verb without an expressed subject. Imperatives can also convey requests, invitations or pleas. Their force depends on the relationship and situation.
Modality expresses attitudes towards matters such as possibility, certainty, obligation and permission. It reveals how strongly a narrator or speaker commits to a statement, as well as how they position themselves towards others.
Keep epistemic modality, which concerns knowledge or likelihood, separate from deontic modality, which concerns obligation or permission. Consider two invented examples. A character who says that a visitor must be the doctor makes an inference; one who says that a visitor must leave imposes an obligation.
Look for imperative verbs and modal verbs such as may, might, could, must and will. Expressions of doubt or assurance matter too. Watch for unqualified declarative statements: a voice can sound certain without using a modal verb at all.
The figure separates directing action from asserting knowledge. Either can let a voice claim authority. Whether that authority is justified depends on the surrounding text.
In John Donne's poem The Sun Rising (published 1633), the speaker orders the sun to attend to people outside the lovers' room: “Go tell court-huntsmen that the king will ride”. Through the imperative, a cosmic force sounds like an available messenger. The comic reversal elevates the lovers' private world above public schedules and hierarchies.
Leontes, in William Shakespeare's play The Winter's Tale (c. 1611), treats his suspicion of Hermione and Polixenes as established truth. He directs Camillo to poison Polixenes, giving an unsupported interpretation practical force through his royal power. His certainty contrasts with the evidence available to the audience, exposing the danger of authority that refuses scrutiny.
A model analytical sentence: Donne's imperative turns the sun into a messenger, allowing the speaker's verbal confidence to stage the lovers' imagined independence from public time.
The speaker's command creates a rhetorical position. It does not prove that he can control the sun.
Don't assume that grammatical certainty means factual truth, or that a command proves secure power. When others resist, repeated orders may reveal anxiety. Qualification, by contrast, may indicate intellectual care rather than weakness.
Read modal verbs in context. Must can express inference or obligation, while may can express possibility or permission. If you name the verb without identifying its function, the analysis remains incomplete.
To analyse authority, first identify what the voice directs or asserts. Explain the linguistic force of that choice, then test its claimed authority against the surrounding text.
N1.2.5
WORKED ANALYSIS
In Hard Times (1854), Book the First, Chapter 5, Charles Dickens describes Coketown's public buildings:
“The jail might have been the infirmary, the infirmary might have been the jail …”
This extract comes from a description of an industrial town where buildings and activities repeatedly appear uniform. The analysis below explores how word choice works with sentence arrangement and modality. It does not assume that every technique in this topic must appear in every passage.
[Interpretive claim] Dickens presents Coketown's uniform architecture as a failure to distinguish between institutions with radically different human purposes. [Evidence and diction] By pairing jail and infirmary, he brings punishment and care into the same sentence, although the buildings' outward appearance offers no clear distinction between them. [Technique and explanation] The institutional nouns then reverse order, creating a reciprocal pattern in which each building can take the other's place. The reader experiences this interchangeability through the sentence itself, rather than simply hearing the narrator report it. [Modality and evaluation] Might have been expresses hypothetical substitution; it is not a simple admission that the narrator does not know which building is which. That apparent openness sharpens the criticism: institutions that should communicate different purposes have become visually exchangeable. [Link to meaning] Through this satirical voice, the narrator exposes a town whose architectural sameness obscures the difference between confining people and caring for them.
The paragraph develops one interpretation instead of listing separate devices. Diction establishes the contrast between the institutions' purposes. Reversing their order makes them exchangeable, while modality presents that exchange as plausible. These choices work together to create the satirical voice.
The figure follows the same reasoning through claim, evidence, technique, effect and meaning. Its arrows show logical connections. They do not require every paragraph to follow an identical sentence formula.
The extract supports an argument about the buildings and their functions, as well as the narrator's criticism of sameness. On its own, though, it does not establish that the jail and infirmary treat their occupants identically. That stronger claim needs further evidence.
There is no need to invent an allusion, either. A general association between prisons and hospitals is not automatically a reference to another identifiable work or tradition.
Begin this kind of analysis with a defensible interpretation and a small amount of precise evidence. Explain how the evidence's features interact, then keep the final claim within what that evidence can support.